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25.09.2020

Asset Management Compliance Officer

  • 8808Pfäffikon
  • Vollzeitstelle

LGT Capital Partners is a global multi-alternatives platform with over USD 55 billion in assets under management and more than 500 institutional clients in 37 countries. An international team of over 450 professionals is responsible for managing a wide range of investment programs. Our stable ownership structure enables us to build long-term partnerships with clients.
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Die LGT Group bietet attraktive Möglichkeiten für eine internationale Karriere im Private Banking und Asset Management in Liechtenstein, der Schweiz sowie weiteren Standorten weltweit. Das Fürstenhaus von Liechtenstein kontrolliert und führt die LGT seit nunmehr neunzig Jahren persönlich. Daraus ergeben sich für unsere Kunden ebenso wie für unsere 1'800 Mitarbeitenden wichtige Vorteile wie Langfristigkeit, Stabilität, Unabhängigkeit und rasche Entscheidungswege.
 

Asset Management Compliance Officer

Job Information

  • Challenging role providing advice and support to LGT Capital Partners’ institutional asset management business on a broad range of compliance and regulatory topics;
  • Active monitoring and analysis of relevant regulatory developments and preparation of adequate implementation concepts;
  • Developing in-house policies and procedures to ensure that LGT Capital Partners business is operating within the laws at all times;
  • Depending on areas of assigned compliance specialization, managing activities and contact with regulators and other authorities;
  • Cross border distribution assessments and review of promotional material mainly with regard to collective investment schemes and structured products;
  • Preparation and execution of regular Compliance trainings for employees;
  • Participation in various projects;
  • Monitoring tasks.

Requirements

  • Master degree in law or economics;
  • Minimum of 3-5 years working experience in an sset management compliance role;
  • Solid know-how about the Swiss (CISA) and European (UCITS, AIFMD) fund regulations;
  • Cross border distribution know-how (UCITS, AIF and structured products);
  • Know-how of further asset management and banking regulations (FIDLEG/FINIG, MiFID, FATCA, AIA) desirable;
  • Excellent command of English and German, any additional language is a plus;
  • Detail-orientated and self-driven person with ability to work independently;
  • Energetic, flexible and capable of working under time constraints.

Contact Information

If you are interested in becoming an integral part of a successful alternative investment management team in an international, multicultural working environment we will be pleased to get to know you soon.
For further information please contact us.

Florian Fischer
LGT Capital Partners AG, Pfaeffikon
Human Resources

Arbeitsort:

8808Pfäffikon

Florian Fischer Senior HR Manager LGT Capital Partners Ltd. Pfäffikon +41 55 415 96 17